Penumbra Inc — Director's Dealing 2019

Dec 30, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-12-27

Reporting Person: Rothman Lynn (EVP and Chief Business Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-27	Common Stock	M	320	$3.98	Acquired	12332	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-27	Stock Option (right to buy)	$3.98	M	320	Disposed	2021-06-12	Common Stock (320.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	104807	Indirect

Footnotes

F1: Trust of Richard E. Koch and Lynn D. Rothman

F2: All shares are vested and exercisable.