Penumbra Inc — Director's Dealing 2019

Dec 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-12-16

Reporting Person: Yuen Maggie (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-16	Common Stock	A	6950	—	Acquired	6950	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-16	Stock Option (right to buy)	$158.3	A	7900	Acquired	2029-12-15	Common Stock (7900.0)	Direct

Footnotes

F1: On December 16, 2019, the Reporting Person was granted 6,950 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 16, 2020, subject to continued service by the Reporting Person on the applicable vesting date.

F2: The original option grant vests over four years, with 25% of the shares vesting on December 16, 2020 and 1/48 vesting each month thereafter.