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PENTAIR plc — Director's Dealing 2023
Dec 14, 2023
30329_dirs_2023-12-14_9511a28d-456c-4d87-b57f-4ea858b63eed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2023-12-13
Reporting Person: JONES DAVID A /WI (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-13 | Common Shares | M | 2260 | $51.21 | Acquired | 25341 | Direct |
| 2023-12-13 | Common Shares | S | 2260 | $67.85 | Disposed | 23081 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-13 | Director Stock Option (Right to Buy) | $51.21 | M | 2260 | Disposed | 2024-01-02 | Common Shares (2260) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 3366.468 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation | $ | Common Shares (55611.897) | 55611.897 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on August 17, 2023.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: This option is presently exercisable in full.
F4: Phantom stock units convert into common shares on a one-for-one basis.
F5: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.