PENTAIR plc — Director's Dealing 2021

Mar 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-03-01

Reporting Person: Chiu Adrian C (EVP & Chief Transformation Off)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Shares - Restricted Stock Units	A	1287	—	Acquired	9266.109	Direct
2021-03-01	Common Shares	F	208	$58.28	Acquired	1351.998	Direct
2021-03-02	Common Shares	F	196	$57.70	Disposed	1743.998	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-01	Employee Stock Option (right to buy)	$58.28	A	5321	Acquired	2031-03-01	Common Shares (5321)	Direct

Footnotes

F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F4: Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan.

F5: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.