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PENTAIR plc — Director's Dealing 2021
Dec 3, 2021
30329_dirs_2021-12-03_bbdaccb8-2ba9-4d49-8656-b565f121507d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-12-01
Reporting Person: GLENN T MICHAEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Shares | M | 6307 | $22.73 | Acquired | 30053 | Direct |
| 2021-12-01 | Common Shares | S | 6307 | $74.80 | Disposed | 23746 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Director Stock Option (Right to Buy) | $22.73 | M | 6307 | Disposed | 2022-01-03 | Common Shares (6307) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 2749.352 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (1876.118) | 1876.118 | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: This option is presently exercisable in full.
F4: Phantom stock units convert into common shares on a one-for-one basis.
F5: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.