PENTAIR plc — Director's Dealing 2020

Jan 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2020-01-02

Reporting Person: Frykman Karl R. (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-02	Common Shares- Restricted Stock Units	A	8752	—	Acquired	21794.77	Direct
2020-01-02	Common Shares	F	5005	$46.42	Disposed	61059	Direct
2020-01-03	Common Shares	F	884	$45.98	Disposed	62045	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-02	Employee Stock Option (right to buy)	$46.42	A	40831	Acquired	2030-01-02	Common Shares (40831)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares- ESOP	2043.25	Indirect

Footnotes

F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F4: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F5: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F6: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.