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PENTAIR plc — Director's Dealing 2020
May 20, 2020
30329_dirs_2020-05-20_5f9207f4-e145-4352-bd49-525267f8fd29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2020-05-18
Reporting Person: Stauch John L (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-18 | Common Shares | M | 54678 | $24.64 | Acquired | 55159.379 | Direct |
| 2020-05-18 | Common Shares | F | 45513 | $35.9641 | Disposed | 9646.379 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-18 | Employee Stock Option (right to buy) | $24.64 | M | 54678 | Disposed | 2021-01-03 | Common Shares (54678) | Direct |
Footnotes
F1: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F2: Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $35.9434 to $35.9650. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares disposed at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F4: This option is presently exercisable in full.