AI assistant
PENTAIR plc — Director's Dealing 2020
Dec 3, 2020
30329_dirs_2020-12-03_6a1437b0-3fe3-4052-af62-5ee04f3c7213.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2020-12-01
Reporting Person: GLENN T MICHAEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Common Shares | M | 4225 | $24.64 | Acquired | 25088 | Direct |
| 2020-12-01 | Common Shares | S | 4225 | $52.35 | Disposed | 20863 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-01 | Director Stock Option (Right to Buy) | $24.64 | M | 4225 | Disposed | 2021-01-03 | Common Shares (4225) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (1854.221) | 1854.221 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes.
F2: This option is presently exercisable in full.
F3: Phantom stock units convert into common shares on a one-for-one basis.
F4: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).