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PENTAIR plc Director's Dealing 2019

Jan 4, 2019

30329_dirs_2019-01-04_92a4506b-aeb1-4a22-b85a-9f38701987d9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2019-01-02

Reporting Person: Rolchigo Philip M. (EVP & Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-02 Common Shares - Restricted Stock Units A 2813 Acquired 16740.239 Direct
2019-01-02 Common Shares F 508 $37.77 Disposed 3452 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-02 Employee Stock Option (right to buy) $37.77 A 12401 Acquired 2029-01-02 Common Shares (12401) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 62.16 Indirect

Footnotes

F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one?common share of Pentair Ltd. upon vesting.

F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).

F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F4: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F5: Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan.

F6: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.