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PENTAIR plc — Director's Dealing 2019
Jan 4, 2019
30329_dirs_2019-01-04_92a4506b-aeb1-4a22-b85a-9f38701987d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2019-01-02
Reporting Person: Rolchigo Philip M. (EVP & Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common Shares - Restricted Stock Units | A | 2813 | — | Acquired | 16740.239 | Direct |
| 2019-01-02 | Common Shares | F | 508 | $37.77 | Disposed | 3452 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-02 | Employee Stock Option (right to buy) | $37.77 | A | 12401 | Acquired | 2029-01-02 | Common Shares (12401) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 62.16 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one?common share of Pentair Ltd. upon vesting.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F4: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F5: Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan.
F6: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.