AI assistant
PENTAIR plc — Director's Dealing 2019
Aug 2, 2019
30329_dirs_2019-08-02_123ad1cc-c0a3-47b6-bbb6-322e242a8e08.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2019-07-31
Reporting Person: Stauch John L (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-31 | Common Shares | M | 58991 | $22.24 | Acquired | 59345 | Direct |
| 2019-07-31 | Common Shares | F | 45452 | $39.0641 | Disposed | 13893 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-31 | Employee Stock Option (right to buy) | $22.24 | M | 58991 | Disposed | 2020-01-04 | Common Shares (58991) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - ESPP | 131.699 | Indirect |
| Common Shares - Deferral Plan | 61619.573 | Indirect |
| Common Shares - ESOP | 865.5340 | Indirect |
Footnotes
F1: Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.040 to $39.065. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares disposed at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F3: End-of-period holdings include monthly purchases under the ESPP in exempt transaction(s) pursuant to Rule 16b-3(c).
F4: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F6: This option is presently exercisable in full.