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PENTAIR plc Director's Dealing 2019

Aug 2, 2019

30329_dirs_2019-08-02_123ad1cc-c0a3-47b6-bbb6-322e242a8e08.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2019-07-31

Reporting Person: Stauch John L (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-31 Common Shares M 58991 $22.24 Acquired 59345 Direct
2019-07-31 Common Shares F 45452 $39.0641 Disposed 13893 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-07-31 Employee Stock Option (right to buy) $22.24 M 58991 Disposed 2020-01-04 Common Shares (58991) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares - ESPP 131.699 Indirect
Common Shares - Deferral Plan 61619.573 Indirect
Common Shares - ESOP 865.5340 Indirect

Footnotes

F1: Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.040 to $39.065. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares disposed at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F3: End-of-period holdings include monthly purchases under the ESPP in exempt transaction(s) pursuant to Rule 16b-3(c).

F4: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.

F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F6: This option is presently exercisable in full.