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PENTAIR plc — Director's Dealing 2018
Sep 20, 2018
30329_dirs_2018-09-20_31a3feec-0f5e-47ec-96b6-045dcff1844d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2018-09-18
Reporting Person: BRYAN GLYNIS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-18 | Common Stock | M | 17133 | $16.51 | Acquired | 35115 | Direct |
| 2018-09-18 | Common Stock | S | 17133 | $45.00 | Disposed | 17982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-18 | Director Stock Option (right to buy) | $16.51 | M | 17133 | Disposed | 2019-01-02 | Common Shares (17133) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (5139.702) | 5139.702 | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019.
F2: This option is presently exercisable in full.
F3: Phantom stock units convert into common shares on a one-for-one basis.
F4: Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).