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PENTAIR plc — Director's Dealing 2017
Jan 5, 2017
30329_dirs_2017-01-05_e55c6ca5-3251-4707-b589-c54e1f515081.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2017-01-03
Reporting Person: Keegans Karen L. (SVP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Common Shares - Restricted Stock Units | A | 3883 | — | Acquired | 27295 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Employee Stock Option (right to buy) | $57.95 | A | 18225 | Acquired | 2027-01-03 | Common Shares (18225) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - ESOP | 37.6191 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc common share upon vesting.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
F4: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.