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PENTAIR plc — Director's Dealing 2017
Jan 5, 2017
30329_dirs_2017-01-05_bbcf4039-734d-4262-8c7a-63d31a0f7119.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2017-01-03
Reporting Person: Maskara Alok (President Technical Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Common Shares | F | 1506 | $57.95 | Disposed | 17450 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 8759 | Direct |
| Common Shares - Deferral Plan | 320.882 | Indirect |
| Common Shares - ESPP | 389.905 | Direct |
| Common Shares - ESOP | 595.8628 | Indirect |
Footnotes
F1: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F2: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F3: Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F4: End-of-period holdings include monthly purchase(s) under the Pentair Ltd. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).