AI assistant
PENTAIR plc — Director's Dealing 2017
Apr 28, 2017
30329_dirs_2017-04-28_05e34445-2bc1-48c8-a63b-010c1e027c0f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2017-04-26
Reporting Person: BRYAN GLYNIS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-26 | Common Shares | M | 10000 | $34.18 | Acquired | 27309 | Direct |
| 2017-04-26 | Common Shares | S | 10000 | $65.06 | Disposed | 17309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-26 | Nonqualified Stock Option (right to buy) | $34.18 | M | 10000 | Disposed | 2018-01-02 | Common Shares (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (4988.303) | 4988.303 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018.
F2: These options are vested and exercisable.
F3: Phantom stock units convert into common shares on a one-for-one basis.
F4: Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).