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PENTAIR plc — Director's Dealing 2016
Jan 6, 2016
30329_dirs_2016-01-06_c9108a66-0490-476a-b8d5-44ad677391e9.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2015-01-02
Reporting Person: MERRIMAN RONALD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-02 | Common Shares | M | 205 | — | Acquired | 14909 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-02 | Phantom Stock Units (Deferred Compensation) | $ | M | 205.85 | Disposed | Common Shares (205.85) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Deferral Plan | 44.888 | Indirect |
Footnotes
F1: This amended Form 4 is being filed solely for the purpose of reporting the distribution of shares from the Deferred Compensation Plan. These transfers were omitted from the Form 4 filed January 6, 2015.
F2: Fractional shares were sold upon the settlement of units.
F3: Phantom stock units convert into common shares on a one-for-one basis.
F4: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F5: 1,169 shares were distributed from the Deferral Plan to the reporting person in an exempt transaction not required to be reported pursuant to Section 16(a).
F6: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F7: Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.