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PENTAIR plc — Director's Dealing 2016
Feb 23, 2016
30329_dirs_2016-02-23_00e1d5c5-fd78-4937-9d25-bc681f075a3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2016-02-19
Reporting Person: Frykman Karl R. (President Aquatic Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-19 | Common Shares | M | 4000 | $41.17 | Acquired | 32115 | Direct |
| 2016-02-19 | Common Shares | S | 4000 | $47.8963 | Disposed | 28115 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-19 | Employee Stock Option (right to buy) | $41.17 | M | 4000 | Disposed | 2016-03-01 | Common Shares (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - ESOP | 1706.9336 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.70 to $48.22. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.