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PENTAIR plc — Director's Dealing 2016
Aug 1, 2016
30329_dirs_2016-08-01_dba7a015-32e7-4947-8fba-3e3a804ad01f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2016-07-28
Reporting Person: HOGAN RANDALL J (Director, Chairman & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-28 | Common Shares | M | 102282 | $30.05 | Acquired | 104904 | Direct |
| 2016-07-28 | Common Shares | S | 102282 | $64.0000 | Disposed | 2622 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-28 | Employee Stock Option (right to buy) | $30.05 | M | 102282 | Disposed | 2017-01-03 | Common Shares (102282) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 3, 2017.
F2: One-third of the stock options became exercisable on the first, second and third anniversary of the grant.
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