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PENTAIR plc — Director's Dealing 2016
Aug 15, 2016
30329_dirs_2016-08-15_52263bed-de68-4a1d-9f30-be088e852476.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2016-08-11
Reporting Person: JONES DAVID A /WI (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-11 | Common Shares | M | 10000 | $32.73 | Acquired | 19982 | Direct |
| 2016-08-11 | Common Shares | S | 10000 | $65.00 | Disposed | 9982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-11 | Nonqualified Stock Option (right to buy) | $32.73 | M | 10000 | Disposed | 2017-02-26 | Common Shares (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (28531.081) | 28531.081 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on February 26, 2017.
F2: This stock option is vested and exercisable.
F3: Phantom stock units convert into common shares on a one-for-one basis.
F4: Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).