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PENTAIR plc — Director's Dealing 2016
Aug 15, 2016
30329_dirs_2016-08-15_378683d8-b13f-40d5-ade2-8b3966d3bb4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2016-08-11
Reporting Person: MONAHAN WILLIAM T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-11 | Common Shares | M | 10000 | $32.73 | Acquired | 49834 | Direct |
| 2016-08-11 | Common Shares | S | 10000 | $65.00 | Disposed | 39834 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-11 | Nonqualified Stock Option (right to buy) | $32.73 | M | 10000 | Disposed | 2017-02-26 | Common Shares (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (10229.160) | 10229.160 | Indirect | |
| Phantom Stock Units (Equity Compensation) | $ | Common Shares (2466.349) | 2466.349 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on February 26, 2017.
F2: The stock options are vested and exercisable.
F3: Phantom stock units convert into common shares on a one-for-one basis.
F4: Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).