Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PENTAIR plc Director's Dealing 2016

Aug 25, 2016

30329_dirs_2016-08-25_fa930fe6-8340-4b6b-9304-79acef0971d7.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2016-08-23

Reporting Person: Stauch John L (Executive Vice President, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-23 Common Shares M 112500 $34.18 Acquired 136270 Direct
2016-08-23 Common Shares S 112500 $65.2994 Disposed 23770 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-23 Employee Stock Option (right to buy) $34.18 M 112500 Disposed 2018-01-02 Common Shares (112500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares - ESPP 1912.63 Direct
Common Shares - Deferral Plan 52270.712 Indirect
Common Shares - ESOP 697.2365 Indirect

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $65.14 to $65.51. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price..

F2: End-of-period holdings include monthly purchase(s) under the Pentair plc Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.

F3: Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.

F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F5: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.