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PENTAIR plc — Director's Dealing 2016
Sep 30, 2016
30329_dirs_2016-09-30_861a7633-0f59-4a5f-8d71-0678d3eb4c31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2016-09-28
Reporting Person: HOGAN RANDALL J (Director, Chairman & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-30 | Common Shares | G | 13938 | — | Disposed | 0 | Indirect |
| 2016-09-28 | Common Shares | F | 31381 | $63.28 | Disposed | 40757 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 366168 | Indirect |
| Common Shares - Restricted Stock Units | 140650 | Direct |
| Common Shares - Deferral Plan | 58889.655 | Indirect |
| Common Shares - ESOP | 2098.0945 | Indirect |
Footnotes
F1: Since the date of the reporting person's last ownership form, 2,770 shares previously reported as indirectly beneficially owned by GRAT have been transferred and are now indirectly beneficially owned by Trust.
F2: Since the date of the reporting person's last ownership form, 2,622 shares previously reported as directly held common shares have been transferred and are now indirectly beneficially owned by Trust.
F3: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F4: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F5: Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
F6: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).