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PENTAIR plc — Director's Dealing 2016
Sep 30, 2016
30329_dirs_2016-09-30_7f9b2b6b-e9de-43f0-a21f-3324422d8b06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2016-09-28
Reporting Person: Maskara Alok (President Technical Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-28 | Common Shares | F | 1346 | $63.28 | Disposed | 14965 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 12877 | Direct |
| Common Shares - Deferral Plan | 192.702 | Indirect |
| Common Shares - ESOP | 591.4382 | Indirect |
| Common Shares - ESPP | 339.273 | Direct |
Footnotes
F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F3: Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F5: End-of-period holdings include monthly purchase(s) under the Pentair Ltd. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.