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PENTAIR plc — Director's Dealing 2015
Feb 11, 2015
30329_dirs_2015-02-11_e1560cfb-8707-4f0e-9199-5c0d77961dc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2015-02-09
Reporting Person: JONES DAVID A /WI (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-09 | Common Shares | M | 10000 | $38.88 | Acquired | 19375 | Direct |
| 2015-02-09 | Common Shares | S | 10000 | $65.2845 | Disposed | 9375 | Direct |
| 2015-02-09 | Common Shares | M | 10000 | $40.42 | Acquired | 19375 | Direct |
| 2015-02-09 | Common Shares | S | 9100 | $65.1057 | Disposed | 10275 | Direct |
| 2015-02-09 | Common Shares | S | 900 | $65.3361 | Disposed | 9375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-09 | Nonqualified Stock Option (right to buy) | $38.88 | M | 10000 | Disposed | 2016-02-21 | Common Shares (10000) | Direct |
| 2015-02-09 | Nonqualified Stock Option (right to buy) | $40.42 | M | 10000 | Disposed | 2015-02-23 | Common Shares (10000) | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $65.27 to $65.295. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 24, 2014.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.31 to $65.2999. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F4: The price in Column 4 is a weighted average price. The prices actually received ranged from $65.31 to $65.37. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F5: These options are vested and exercisable.