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PENTAIR plc — Director's Dealing 2005
Apr 29, 2005
30329_dirs_2005-04-29_b95d94cc-4a14-40df-9b5c-f3e8036f5c10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR INC (PNR)
CIK: 0000077360
Period of Report: 2005-04-28
Reporting Person: HARRISON DAVID D (Executive Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-04-28 | Common Stock | M | 4623 | $18.1485 | Acquired | 185509.717 | Direct |
| 2005-04-28 | Common Stock | M | 9778 | $17.47 | Acquired | 195287.717 | Direct |
| 2005-04-28 | Common Stock | M | 36666 | $22.88 | Acquired | 231953.717 | Direct |
| 2005-04-28 | Common Stock | F | 37474 | $39.99 | Disposed | 194479.717 | Direct |
| 2005-04-28 | Common Stock | S | 5000 | $39.7 | Disposed | 189479.717 | Direct |
| 2005-04-28 | Common Stock | S | 5500 | $39.85 | Disposed | 183979.717 | Direct |
| 2005-04-28 | Common Stock | S | 300 | $39.92 | Disposed | 183679.717 | Direct |
| 2005-04-28 | Common Stock | S | 800 | $39.93 | Disposed | 182879.717 | Direct |
| 2005-04-28 | Common Stock | S | 2700 | $39.94 | Disposed | 180179.717 | Direct |
| 2005-04-28 | Common Stock | S | 5100 | $40 | Disposed | 175079.717 | Direct |
| 2005-04-28 | Common Stock | S | 600 | $40.02 | Disposed | 174479.717 | Direct |
| 2005-04-29 | Common Stock | S | 93 | $39.19 | Disposed | 174386.717 | Direct |
| 2005-04-29 | Common Stock | S | 500 | $39.22 | Disposed | 173886.717 | Direct |
| 2005-04-29 | Common Stock | S | 600 | $39.23 | Disposed | 173286.717 | Direct |
| 2005-04-29 | Common Stock | S | 3100 | $39.24 | Disposed | 170186.717 | Direct |
| 2005-04-29 | Common Stock | S | 7400 | $39.25 | Disposed | 162786.717 | Direct |
| 2005-04-29 | Common Stock | S | 1300 | $39.26 | Disposed | 161486.717 | Direct |
| 2005-04-29 | Common Stock | S | 200 | $39.27 | Disposed | 161286.717 | Direct |
| 2005-04-29 | Common Stock | S | 300 | $39.28 | Disposed | 160986.717 | Direct |
| 2005-04-29 | Common Stock | S | 100 | $39.29 | Disposed | 160886.717 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-04-28 | Employee Stock Option (right to buy) | $17.47 | M | 9778 | Disposed | 2013-01-02 | Common Stock (9778) | Direct |
| 2005-04-28 | Employee Stock Option (right to buy) | $18.1485 | M | 4623 | Disposed | 2012-01-02 | Common Stock (4623) | Direct |
| 2005-04-28 | Employee Stock Option (right to buy) | $22.88 | M | 36666 | Disposed | 2014-01-02 | Common Stock (36666) | Direct |
| 2005-04-28 | Employee Stock Option (right to buy) | $39.99 | A | 2098 | Acquired | 2012-01-02 | Common Stock (2098) | Direct |
| 2005-04-28 | Employee Stock Option (right to buy) | $39.99 | A | 4271 | Acquired | 2013-01-02 | Common Stock (4271) | Direct |
| 2005-04-28 | Employee Stock Option (right to buy) | $39.99 | A | 20978 | Acquired | 2014-01-02 | Common Stock (20978) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 201.202 | Indirect |
| Common Stock - ESOP | 701.0601 | Indirect |
Footnotes
F1: End-of-period holdings include ESOP allocation and shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F2: On May 17, 2004, Pentair declared a 2-for-1 stock split in the form of a 100 percent stock dividend payable on June 8, 2004, to shareholders of record as of June 1, 2004. This previously reported stock option and exercise price have been adjusted to reflect the stock split.
F3: Employee reload stock option granted pursuant to the Pentair, Inc. Omnibus Stock Incentive Plan.
F4: Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant.