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PennyMac Financial Services, Inc. — Director's Dealing 2021
May 14, 2021
30869_dirs_2021-05-14_c3245be2-1815-4309-b84a-f226d48674be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PennyMac Financial Services, Inc. (PFSI)
CIK: 0001745916
Period of Report: 2021-05-12
Reporting Person: MFN Partners, LP (Director)
Reporting Person: MFN Partners GP, LLC (Director)
Reporting Person: MFN Partners Management, LP (Director)
Reporting Person: MFN Partners Management, LLC (Director)
Reporting Person: DeMichele Michael (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock | P | 208973 | $57.09 | Acquired | 2016371 | Direct |
| 2021-05-13 | Common Stock | P | 160351 | $58.82 | Acquired | 2176722 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $56.84 to $57.45. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC but disclaim beneficial ownership of the securities held by the Partnership, except to the extent of their pecuniary interest, if any, therein.
F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $58.77 to $58.86. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.