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PEDEVCO CORP — Director's Dealing 2020
Dec 11, 2020
34546_dirs_2020-12-11_efbaeace-c8e3-4728-9c8e-50b644789e99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2020-12-10
Reporting Person: PINKSTON PAUL ANTHONY (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-10 | Common Stock | S | 5000 | $1.2502 | Disposed | 110000 | Direct |
Footnotes
F1: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the December 1, 2020 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
F2: This transaction was executed in multiple trades at prices ranging from $1.23 to $1.26. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.