AI assistant
PEDEVCO CORP — Director's Dealing 2015
Feb 10, 2015
34546_dirs_2015-02-10_ba3f2051-ae1c-457d-bd1a-4c36564993e6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2015-02-06
Reporting Person: Smith Elizabeth P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-06 | Common Stock | A | 96775 | $.62 | Acquired | 176776 | Direct |
Footnotes
F1: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and Issuer's Board of Director's Compensation Plan as Reporting Person's annual equity compensation grant. 100% of the shares will become vested and nonforfeitable on September 10, 2015 (Reporting Persons' anniversary date as a Director of Issuer), for so long as Reporting Person remains a Director, an employee of, or a consultant to Issuer, and subject to the terms and conditions of a Restricted Shares Grant Agreement.
F2: Reporting Persons' holdings include 13,334 shares and 96,775 shares issued pursuant to restricted stock grants and 66,667 issued pursuant to Series A financing.