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PEDEVCO CORP Director's Dealing 2015

Apr 3, 2015

34546_dirs_2015-04-03_a80e0dd5-5010-4cae-8d25-0d0a571aec89.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2015-04-01

Reporting Person: Clark Moore (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-31 Common Stock G 40000 $.003 Disposed 1177484 Direct
2015-04-01 Common Stock S 7500 $.6513 Disposed 1169984 Direct
2015-04-02 Common Stock S 27500 $.5518 Disposed 1142484 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 57334 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option (Right to Buy) $.37 2020-01-07 Common Stock (270000) 270000 Direct
Common Stock Warrant (Right to Buy) $2.34 2017-12-16 Common Stock (1906) 1906 Direct
Common Stock Warrant (Right to Buy) $5.25 2017-03-22 Common Stock (953) 953 Direct
Incentive Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (44467) 44467 Direct
Non-Qualified Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (188867) 188867 Direct

Footnotes

F1: Reporting Person and his spouse made a charitable gift from shares held in community property.

F2: All sales were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person on December 15, 2014 to satisfy Reporting Person's tax liability in connection with the April 1, 2015 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-13(d).

F3: Reporting Person's holding includes 83,334 shares, 197,750 shares; 280,000 shares and 270,000 shares issued pursuant to restricted stock grants and 311,400 remaining of Founders Stock.

F4: Represents 28,667 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.