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PEDEVCO CORP — Director's Dealing 2015
Apr 10, 2015
34546_dirs_2015-04-10_7171faa7-6978-4f3a-a39a-7d2b728712e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2015-04-09
Reporting Person: Ingriselli Frank C (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-09 | Common Stock | P | 20000 | $.53 | Acquired | 2158441 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $.37 | 2020-01-07 | Common Stock (370000) | 370000 | Direct |
| Common Stock Warrant (Right to Buy) | $2.34 | 2017-12-16 | Common Stock (38096) | 38096 | Indirect |
| Common Stock Warrant (Right to Buy) | $5.25 | 2017-03-22 | Common Stock (19048) | 19048 | Indirect |
| Non-Qualified Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (348267) | 348267 | Direct |
| Incentive Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (42533) | 42533 | Direct |
Footnotes
F1: Reporting Person acquired shares in a private transaction and short-swing profits will be disgorged to the Issuer to the extent required.
F2: Reporting Person's holdings include 166,667 shares, 313,750 shares, 432,000 shares and 370,000 shares issued pursuant to restricted stock grants; 40,123 shares issued pursuant to an option exercise; 568,334 and 1,890 transferred from Global Venture Investments, LLC; 27,677 Founders shares; 210,000 acquired in private transactions and 28,000 acquired in open market purchases.
F3: Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.