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PEDEVCO CORP — Director's Dealing 2014
Jul 1, 2014
34546_dirs_2014-07-01_42d4b779-7033-4690-a9a6-e77f6476e5f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2014-06-30
Reporting Person: Ingriselli Frank C (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-30 | Common Stock | P | 20000 | $2.24 | Acquired | 1439691 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy) | $2.34 | 2017-12-16 | Common Stock (38096) | 38096 | Indirect |
| Common Stock Warrant (Right to Buy) | $2.25 | 2014-10-31 | Common Stock (334) | 334 | Indirect |
| Common Stock Warrant (Right to Buy) | $5.25 | 2017-03-22 | Common Stock (19048) | 19048 | Indirect |
| Non-Qualified Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (348267) | 348267 | Direct |
| Incentive Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (42533) | 42533 | Direct |
Footnotes
F1: Reporting Person acquired shares in a private transaction. No short-swing profits were realized as a result of the transaction reported on this Form 4.
F2: Reporting Person's holding includes 166,667 shares and 360,000 balance shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 793,334 and 1,890 transferred from Global Venture Investments, LLC, 57,677 shares remaining from Founder's stock grant, and the 20,000 acquired in a private transaction.
F3: Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.