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PEDEVCO CORP — Director's Dealing 2014
Sep 3, 2014
34546_dirs_2014-09-03_54cbd3c5-9554-42c4-9570-3e954c9d2627.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2014-08-29
Reporting Person: Clark Moore (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-29 | Common Stock | S | 3500 | $2.00 | Disposed | 1079234 | Direct |
| 2014-09-02 | Common Stock | G | 15000 | $.003 | Disposed | 1064234 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57334 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy) | $2.34 | 2017-12-16 | Common Stock (1906) | 1906 | Direct |
| Common Stock Warrant (Right to Buy) | $5.25 | 2017-03-22 | Common Stock (953) | 953 | Direct |
| Incentive Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (44467) | 44467 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (188867) | 188867 | Direct |
Footnotes
F1: All sales were pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person on September 30, 2013.
F2: Reporting Person and his spouse made bona fide gift transfers of an aggregate of 15,000 shares, in a private transaction, from shares held in community property.
F3: Reporting Person's holdings include 83,334 shares, 350,000 shares and 219,500 balance shares respectively issued pursuant to restricted stock grants, and 411,400 remaining of Founders stock.
F4: Represents 28,667 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.