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PEDEVCO CORP Director's Dealing 2014

Sep 3, 2014

34546_dirs_2014-09-03_41bcc129-e162-425f-9525-2e813778e3af.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2014-08-29

Reporting Person: PETERSON MICHAEL L (Exec VP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-29 Common Stock S 3500 $2.00 Disposed 935098 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5209 Indirect
Common Stock 36668 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (63800) 63800 Direct
Non-Qualified Stock Option (Right to Buy) $.24 2021-10-07 Common Stock (100000) 100000 Direct
Non-Qualified Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (269534) 269534 Direct
Non-Qualified Stock Option (Right to Buy) $67.20 2018-05-28 Common Stock (447) 447 Direct
Non-Qualified Stock Option (Right to Buy) $30.24 2021-02-02 Common Stock (2977) 2977 Direct

Footnotes

F1: All sales were sold pursuant to Reporting Person's Rule 10b5-1 Sales Plan established on September 30, 2013.

F2: Reporting Person's holding includes 200,000 shares, 247,500 shares and 395,000 shares issued pursuant to restricted stock grants; 85,000 balance of vested stock, 7449 shares issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast stock grant.

F3: Represents shares held by Peterson Family Trust, a trust 100% owned and controlled by Mr. Peterson and his spouse.

F4: Represents 18,334 shares of the Issuer's common stock owned by each of the Reporting Person's two dependent children.