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PEDEVCO CORP — Director's Dealing 2014
Sep 3, 2014
34546_dirs_2014-09-03_41bcc129-e162-425f-9525-2e813778e3af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2014-08-29
Reporting Person: PETERSON MICHAEL L (Exec VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-29 | Common Stock | S | 3500 | $2.00 | Disposed | 935098 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5209 | Indirect |
| Common Stock | 36668 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (63800) | 63800 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $.24 | 2021-10-07 | Common Stock (100000) | 100000 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (269534) | 269534 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $67.20 | 2018-05-28 | Common Stock (447) | 447 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $30.24 | 2021-02-02 | Common Stock (2977) | 2977 | Direct |
Footnotes
F1: All sales were sold pursuant to Reporting Person's Rule 10b5-1 Sales Plan established on September 30, 2013.
F2: Reporting Person's holding includes 200,000 shares, 247,500 shares and 395,000 shares issued pursuant to restricted stock grants; 85,000 balance of vested stock, 7449 shares issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast stock grant.
F3: Represents shares held by Peterson Family Trust, a trust 100% owned and controlled by Mr. Peterson and his spouse.
F4: Represents 18,334 shares of the Issuer's common stock owned by each of the Reporting Person's two dependent children.