AI assistant
PEDEVCO CORP — Director's Dealing 2013
Aug 13, 2013
34546_dirs_2013-08-12_d68acf93-ddd7-46db-9691-cfeeb9bbc410.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PEDO)
CIK: 0001141197
Period of Report: 2013-08-09
Reporting Person: Tseng Jamie (Director, Senior VP - Managing Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-09 | Common Stock | A | 30000 | $3.75 | Acquired | 696667 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $0.3 | 2022-02-08 | Common Stock (33334) | 33334 | Direct |
Footnotes
F1: Restricted common stock of Issuer granted to Reporting Person, subject to forfeiture as follows: 40% vests on 6-month anniversary of grant date; 15% vests on 18-month anniversary of grant date; 15% vests on 24-month anniversary of grant date; 15% vests on 30-month anniversary of grant date and the balance 15% vests on the 36-month anniversary of grant date for so long as recipient remains an employee of, or consultant to, the Company.
F2: Includes initial issuance of 2,000,000 founders shares adjusted pursuant to 1:3 stock split of April 23, 2013 to 666,667 shares of common stock.
F3: Includes initial issuance of 2,000,000 founders shares adjusted pursuant to 1:3 stock split of April 23, 2013 to 666,667 shares of common stock.