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PEDEVCO CORP Director's Dealing 2013

Sep 12, 2013

34546_dirs_2013-09-11_34b70ae1-e062-4bb6-b0f0-3480e948e704.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2013-09-10

Reporting Person: Clark Moore (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-10 Common Stock S 2112 $4.50 Disposed 874556 Direct
2013-09-11 Common Stock S 3222 $4.50 Disposed 871334 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 33334 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (44467) 44467 Direct
Non-Qualified Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (188867) 188867 Direct
Common Stock Warrant (Right to Buy) $5.25 2017-03-22 Common Stock (953) 953 Direct

Footnotes

F1: 2,112 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.

F2: 3,222 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.

F3: Includes 83,334 shares and 290,000 shares issued pursuant to restricted stock grants and 498,000 balance of founders stock.

F4: Represents 16,667 shares of the Issuer's common stock owned by each of the Reporting Persons' two minor children.