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PEDEVCO CORP — Director's Dealing 2013
Nov 25, 2013
34546_dirs_2013-11-25_9bc51123-5a77-4659-a3df-1ec133017496.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2013-11-21
Reporting Person: Ingriselli Frank C (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-21 | Common Stock | G | 15000 | $.001 | Disposed | 1509691 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy) | $2.25 | 2014-10-31 | Common Stock (334) | 334 | Indirect |
| Common Stock Warrant (Right to Buy) | $5.25 | 2017-03-22 | Common Stock (19048) | 19048 | Indirect |
| Non-Qualified Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (348267) | 348267 | Direct |
| Incentive Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (42533) | 42533 | Direct |
Footnotes
F1: Reporting Person made a charitable gift of 15,000 shares.
F2: Includes 166,667 shares and 450,000 shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 793,334 transferred from Global Venture Investments, LLC and 1890 transferred from GVEST and 57,677 shares remaining from Founders stock grant.
F3: Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.
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