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PEDEVCO CORP Director's Dealing 2013

Dec 18, 2013

34546_dirs_2013-12-18_65fde07c-9401-47b2-ac96-8a4b8fa7652a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2013-12-16

Reporting Person: Clark Moore (Executive Vice President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-16 Common Stock Warrant (Right to Buy) $2.34 A 1906 Acquired 2018-12-16 Common Stock (1906) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 847734 Direct
Common Stock 33334 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (44467) 44467 Direct
Non-Qualified Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (188867) 188867 Direct
Common Stock Warrant (Right to Buy) $5.25 2017-03-22 Common Stock (953) 953 Direct

Footnotes

F1: Reporting Persons' holding includes 83,334 shares and 290,000 shares issued pursuant to restricted stock grants and 474,400 balance of Founders stock.

F2: Represents 16,667 shares of the Issuer's common stock owned by each of Reporting Persons' two minor children.

F3: Warrant to purchase common stock of Issuer granted to Reporting Person as consideration for Bridge Note amendment and deferral.