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PEDEVCO CORP — Director's Dealing 2013
Dec 18, 2013
34546_dirs_2013-12-18_65fde07c-9401-47b2-ac96-8a4b8fa7652a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2013-12-16
Reporting Person: Clark Moore (Executive Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | Common Stock Warrant (Right to Buy) | $2.34 | A | 1906 | Acquired | 2018-12-16 | Common Stock (1906) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 847734 | Direct |
| Common Stock | 33334 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (44467) | 44467 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (188867) | 188867 | Direct |
| Common Stock Warrant (Right to Buy) | $5.25 | 2017-03-22 | Common Stock (953) | 953 | Direct |
Footnotes
F1: Reporting Persons' holding includes 83,334 shares and 290,000 shares issued pursuant to restricted stock grants and 474,400 balance of Founders stock.
F2: Represents 16,667 shares of the Issuer's common stock owned by each of Reporting Persons' two minor children.
F3: Warrant to purchase common stock of Issuer granted to Reporting Person as consideration for Bridge Note amendment and deferral.
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