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PEDEVCO CORP Director's Dealing 2013

Dec 18, 2013

34546_dirs_2013-12-18_a326c98e-0fc5-438b-85b1-e43972f5732a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2013-12-16

Reporting Person: Ingriselli Frank C (Director, CEO and President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-16 Common Stock Warrant (Right to Buy) $2.34 A 38096 Acquired 2018-12-16 Common Stock (38096) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1509691 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock Warrant (Right to Buy) $2.25 2014-10-31 Common Stock (334) 334 Indirect
Common Stock Warrant (Right to Buy) $5.25 2017-03-22 Common Stock (19048) 19048 Indirect
Non-Qualified Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (348267) 348267 Direct
Incentive Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (42533) 42533 Direct

Footnotes

F1: Reporting Persons holding includes 166,667 shares and 450,000 shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 793,334 and 1890 transferred from Global Venture Investments, LLC, and 57,677 shares remaining from Founder's stock grant.

F2: Warrant to purchase common stock of Issuer granted to Reporting Person as consideration for Bridge Note amendment and deferral.

F3: Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.