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PEAPACK GLADSTONE FINANCIAL CORP — Director's Dealing 2011
Jun 10, 2011
32838_dirs_2011-06-10_b5b53d37-7e21-4ec6-9ba9-fe091042f643.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2011-06-10
Reporting Person: KISSEL FRANK A (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-10 | Common Stock | P | 1000 | $10.96 | Acquired | 101406 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10385.1219 | Indirect |
| Common Stock | 3515 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option | $16.06 | 2011-01-11 | Common Stock (5590) | 5590 | Direct |
| Employee stock option | $27.51 | 2014-01-09 | Common Stock (28873) | 28873 | Direct |
| Stock options (right to buy) | $26.76 | 2017-01-03 | Common Stock (5250) | 5250 | Direct |
| Stock options (right to buy) | $23.40 | 2018-01-02 | Common Stock (5250) | 5250 | Direct |
Footnotes
F1: The options were exercisable in five equal annual installments on January 11, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
F2: The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
F3: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
F4: Includes profit-sharing contributions and earnings since last filing.