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PAVmed Inc. — Director's Dealing 2023
May 1, 2023
35221_dirs_2023-05-01_852f533a-5f92-4c1c-9133-3866de10a5e7.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2022-02-22
Reporting Person: O'Neil Shaun (Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 288954 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option (right to buy) | $1.58 | 2028-07-23 | Common stock (195108) | Direct | |
| Employee stock option (right to buy) | $1 | 2029-03-06 | Common stock (100000) | Direct | |
| Employee stock option (right to buy) | $4.44 | 2031-03-31 | Common stock (75000) | Direct |
Footnotes
F1: Includes 225,000 shares of restricted stock granted to the reporting person pursuant to the issuer's long term incentive equity plan.
F2: All options vest as to 1/12 of the shares on the first calendar quarter end after the grant date (i.e., on 9/30/18, 3/31/19 and 6/30/21 for the options expiring on 7/23/28, 3/6/29 and 3/31/31 respectively) and as to an additional 1/12 of the shares on each successive calendar quarter end thereafter.
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