PAVmed Inc. — Director's Dealing 2020

Feb 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2020-01-30

Reporting Person: SIROVICH MATTHEW (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-30	Common Stock	X	1199383	$0.01	Acquired	1938297	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-30	Series S Warrants (right to buy)	$0.01	X	1199383	Disposed	2032-06-30	Common Stock (1199383)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	792000	Indirect
Common Stock	1414904	Indirect

Footnotes

F1: Securities of PAVmed Inc. (the "Issuer") acquired as a result of the exercise of Series S Warrants of the Issuer.

F2: The Series S Warrants were subject to a limitation on exercise such that they could not be exercised if following such exercise Mr. Sirovich would beneficially own greater than 4.75% of the outstanding shares of the Issuer's common stock. Such limitation on exercise was lifted on January 23, 2019.

F3: Securities of the Issuer held directly by The Boomer Fund, L.P. ("Boomer"). Mr. Sirovich is the general partner of Boomer and may be deemed to beneficially own the securities of the Issuer held by Boomer.

F4: Securities of the Issuer held directly by the Sirovich Family Charitable Foundation (the "Sirovich Foundation"). Matthew Sirovich is a Director and President of the Sirovich Foundation and may be deemed to beneficially own the securities of the Issuer held by the Sirovich Foundation.