PAVmed Inc. — Director's Dealing 2018

Feb 14, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2017-12-31

Reporting Person: Greenspan Ira Scott (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-21	Common Stock	G	246000	—	Disposed	1306246	Direct
2017-12-21	Common Stock	J	5646562	—	Disposed	0	Indirect
2017-12-21	Common Stock	J	846984	—	Acquired	846984	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	20000	Indirect

Footnotes

F1: Reflects 1,523,781 shares of Common Stock that were previously held through HCFP/Capital Partners LLC, and became directly held on December 21, 2017.

F2: The shares of Common Stock were distributed pro rata by such entity to its equity holders for no consideration.

F3: Mr. Greenspan is a member and Co-Manager of HCFP/Capital Partners III LLC, and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of his proportionate pecuniary interest therein.

F4: Reflects 846,984 shares of Common Stock that were previously held through HCFP/Capital Partners LLC, and became directly held on December 21, 2017. Mr. Greenspan is Chairman and Chief Executive Officer of this entity, and shares voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of his proportionate pecuniary interest therein.

F5: Mr. Greenspan is a co-manager of HCFP/AG LLC, and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of his pecuniary interest therein.