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PAVmed Inc. Director's Dealing 2018

Jul 12, 2018

35221_dirs_2018-07-12_4097afe4-ffda-4d55-9fe9-7e46fb040b36.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2018-06-26

Reporting Person: DeGuzman Brian J. (Chief Medical Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-26 Series Z Warrants $1.60 J 322673 Acquired 2024-04-30 Common Stock (322673) Indirect
2018-06-26 Series Z Warrants $1.60 J 322673 Disposed 2024-04-30 Common Stock (322673) Indirect

Footnotes

F1: Pro rata distribution from HCFP/Capital Partners III LLC, of which the trust is a non-managing member.

F2: Contribution to Pavilion Venture Partners LLC, of which the trust is a non-managing member.