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PAVmed Inc. — Director's Dealing 2018
Jul 12, 2018
35221_dirs_2018-07-12_4097afe4-ffda-4d55-9fe9-7e46fb040b36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2018-06-26
Reporting Person: DeGuzman Brian J. (Chief Medical Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-26 | Series Z Warrants | $1.60 | J | 322673 | Acquired | 2024-04-30 | Common Stock (322673) | Indirect |
| 2018-06-26 | Series Z Warrants | $1.60 | J | 322673 | Disposed | 2024-04-30 | Common Stock (322673) | Indirect |
Footnotes
F1: Pro rata distribution from HCFP/Capital Partners III LLC, of which the trust is a non-managing member.
F2: Contribution to Pavilion Venture Partners LLC, of which the trust is a non-managing member.
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