PAVmed Inc. — Director's Dealing 2017

Nov 28, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2017-11-22

Reporting Person: Greenspan Ira Scott (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-22	Common Stock	J	67317	—	Disposed	5646562	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-22	Warrants	$5.00	J	67317	Disposed	2022-01-29	Common Stock (5646562)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	28465	Direct
Common Stock	87020	Indirect
Common Stock	20000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrants	$5.00	2022-01-29	Common Stock (28293)	28293	Direct
Warrants	$5.00	2022-01-29	Common Stock (387020)	387020	Indirect
Warrants	$5.00	2022-01-29	Common Stock (20000)	20000	Indirect

Footnotes

F1: The securities were contributed to an affiliated entity and then distributed pro rata by such entity to its equity holders.

F2: Mr. Greenspan is a member and a co-manager of HCFP/Capital Partners III LLC, and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of his proportionate pecuniary interest therein.

F3: Mr. Greenspan is a controlling shareholder of HCFP Inc., and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of his proportionate pecuniary interest therein.

F4: Mr. Greenspan is a co-manager of HCFP/AG LLC, and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of his pecuniary interest therein.