PAVmed Inc. — Director's Dealing 2016

Jan 29, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2016-01-29

Reporting Person: Greenspan Ira Scott (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	27873	Direct
Common Stock	5713879	Indirect
Common Stock	20904	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrant	$5.00	2021-11-25	Common Stock (27837)		Direct
Warrant	$5.00	2021-11-25	Common Stock (5713879)		Indirect
Warrant	$5.00	2021-11-25	Common Stock (20904)		Indirect

Footnotes

F1: Mr. Greenspan is a member and co-manager of HCFP/Capital Partners III LLC, and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of their proportionate pecuniary interest therein.

F2: Robert M. Greenspan is the Reporting Person's son.

F3: The warrants will be exercisable commencing 6 months from the consummation of the Issuer's initial public offering.