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PATHWARD FINANCIAL, INC. — Director's Dealing 2023
Nov 20, 2023
31811_dirs_2023-11-20_a685bf3a-2aef-4ac9-9a0e-18b17f940cf5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PATHWARD FINANCIAL, INC. (CASH)
CIK: 0000907471
Period of Report: 2023-11-07
Reporting Person: Herrick Glen William (EVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-07 | Common Stock | A | 7944 | — | Acquired | 103697 | Direct |
| 2023-11-07 | Common Stock | A | 14788 | — | Acquired | 118485 | Direct |
| 2023-11-07 | Common Stock | A | 2648 | — | Acquired | 121133 | Direct |
| 2023-11-07 | Common Stock | F | 3126 | $47.85 | Disposed | 118007 | Direct |
| 2023-11-07 | Common Stock | F | 5820 | $47.85 | Disposed | 112187 | Direct |
| 2023-11-07 | Common Stock | F | 1042 | $47.85 | Disposed | 111145 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4203 | Indirect |
Footnotes
F1: Represents common stock received upon the vesting on November 7, 2023, of performance share units ("PSUs") granted on November 2, 2020. Each PSU converted into one share of common stock upon vesting based on the Company's performance during the three-fiscal year period beginning October 1, 2020 and ending September 30, 2023, as determined by the Compensation Committee.
F2: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of PSUs.
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