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PATHWARD FINANCIAL, INC. — Director's Dealing 2018
Oct 15, 2018
31811_dirs_2018-10-15_958a6639-0104-446e-88eb-f7a6569aa71c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: META FINANCIAL GROUP INC (CASH)
CIK: 0000907471
Period of Report: 2018-10-11
Reporting Person: HAAHR J TYLER (Director, Chairman of the Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-11 | Common Stock | F | 4267 | $26.14 | Disposed | 474074 | Indirect |
| 2018-10-11 | Common Stock | F | 4412 | $26.14 | Disposed | 469662 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 165030 | Indirect |
| Common Stock | 54930.5661 | Indirect |
| Common Stock | 9294 | Indirect |
| Common Stock | 972 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.67 | 2019-09-30 | Common Stock (25347.0) | 25347 | Direct |
| Stock Option (Right to Buy) | $10.6 | 2020-09-30 | Common Stock (19785.0) | 19785 | Direct |
Footnotes
F1: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.
F2: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.
F3: This stock option was previously reported as covering 8,449 shares of Common Stock at an exercise price of $23.01 per share, but has been adjusted to reflect the Stock Split that was effected on October 4, 2018.
F4: This stock option was previously reported as covering 6,595 shares of Common Stock at an exercise price of $31.79 per share, but has been adjusted to reflect the Stock Split that was effected on October 4, 2018.