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PATHWARD FINANCIAL, INC. — Director's Dealing 2016
Oct 4, 2016
31811_dirs_2016-10-04_9e9ca090-a57f-4c6a-818f-07e1311b9762.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: META FINANCIAL GROUP INC (CASH)
CIK: 0000907471
Period of Report: 2016-09-30
Reporting Person: HAAHR J TYLER (Director, Chairman of the Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Common Stock | G | 100223 | — | Disposed | 0 | Direct |
| 2016-09-30 | Common Stock | G | 100223 | — | Acquired | 100223 | Indirect |
| 2016-09-30 | Common Stock | F | 583 | $61.38 | Disposed | 99640 | Indirect |
| 2016-09-30 | Common Stock | G | 43160 | — | Disposed | 0 | Indirect |
| 2016-09-30 | Common Stock | G | 43160 | — | Acquired | 43160 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3098 | Indirect |
| Common Stock | 324 | Indirect |
| Common Stock | 17684.4788 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $31.79 | 2020-09-30 | Common Stock (6595.0) | 6595 | Direct |
| Stock Option (Right to Buy) | $23.01 | 2019-09-30 | Common Stock (8449.0) | 8449 | Direct |
| Stock Option (Right to Buy) | $16.0 | 2018-09-30 | Common Stock (15766.0) | 15766 | Direct |
| Stock Option (Right to Buy) | $39.84 | 2017-09-28 | Common Stock (7155.0) | 7155 | Direct |
Footnotes
F1: The transaction involved a gift of shares from the reporting person to the Michele L. Haahr Living Trust (the "MLH Trust").
F2: This amount was revised to properly reflect the number of securities beneficially owned by the reporting person as a result of an incorrect allocation of certain shares between the reporting person and the Haahr Family Trust.
F3: Held by the MLH Trust for which the reporting person is a co-trustee.
F4: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.
F5: The transaction involved a gift of shares from the Haahr Family Trust (the "Family Trust") to the James Tyler Haahr Living Trust (the "JTH Trust").
F6: This amount was revised to properly reflect the number of securities beneficially owned by the reporting person as a result of an incorrect allocation of certain shares between the reporting person and the Family Trust. Also corrects the double counting of certain shares received following the exercise of stock options exempted pursuant to Rule 16b-3.
F7: Held by the JTH Trust for which the reporting person is a co-trustee.