AI assistant
PATHWARD FINANCIAL, INC. — Director's Dealing 2013
Sep 19, 2013
31811_dirs_2013-09-19_bb6bacf2-06f5-4b94-bce9-a0e2e5ea5c7a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: META FINANCIAL GROUP INC (CASH)
CIK: 0000907471
Period of Report: 2013-09-12
Reporting Person: Leedom David W (SVP/Secretary, Treasurer & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-12 | Common Stock | M | 9685 | $16 | Acquired | 19441 | Direct |
| 2013-09-12 | Common Stock | S | 9685 | $37.92 | Disposed | 9756 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-12 | Stock Option (Right to Buy) | $16 | M | 9685 | Disposed | 2018-09-30 | Common Stock (9685) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1925.823 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $31.79 | 2020-09-30 | Common Stock (4155) | 4155 | Direct |
| Stock Option (Right to Buy) | $23.01 | 2019-09-30 | Common Stock (5208) | 5208 | Direct |
| Stock Option (Right to Buy) | $29.39 | 2017-01-15 | Common Stock (5000) | 5000 | Direct |
| Stock Option (Right to Buy) | $29.39 | 2017-01-15 | Common Stock (5000) | 5000 | Direct |
| Stock Option (Right to Buy) | $39.84 | 2017-09-28 | Common Stock (3544) | 3544 | Direct |
Footnotes
F1: Option vests in four equal annual installments beginning on January 15, 2008
F2: Award pursuant to the Company's 2002 Omnibus Incentive Plan.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.90 to $38.02, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4/A.