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PATHWARD FINANCIAL, INC. — Director's Dealing 2013
Dec 19, 2013
31811_dirs_2013-12-19_83c3af25-a135-4c39-b3bf-19205b345182.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: META FINANCIAL GROUP INC (CASH)
CIK: 0000907471
Period of Report: 2013-12-16
Reporting Person: Moore Troy III (Director, EVP Retail Bank Sales & Op.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-16 | Common Stock | S | 3521 | $38.0007 | Disposed | 18314 | Direct |
| 2013-12-17 | Common Stock | S | 2400 | $37.8863 | Disposed | 15914 | Direct |
| 2013-12-18 | Common Stock | S | 2079 | $37.7433 | Disposed | 13835 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10122.2823 | Indirect |
| Common Stock | 25160.7 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $31.79 | 2020-09-30 | Common Stock (3146) | 3146 | Direct |
| Stock Option (Right to Buy) | $31.79 | 2020-09-30 | Common Stock (1190) | 1190 | Direct |
| Stock Option (Right to Buy) | $23.01 | 2019-09-30 | Common Stock (5556) | 5556 | Direct |
| Stock Option (Right to Buy) | $16 | 2018-09-30 | Common Stock (9685) | 9685 | Direct |
| Stock Option (Right to Buy) | $39.84 | 2017-09-28 | Common Stock (4275) | 4275 | Direct |
| Stock Option (Right to Buy) | $24.43 | 2016-09-29 | Common Stock (4800) | 4800 | Direct |
| Stock Option (Right to Buy) | $18.87 | 2015-09-30 | Common Stock (2812) | 2812 | Direct |
| Stock Option (Right to Buy) | $22.18 | 2014-09-30 | Common Stock (2565) | 2565 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.945 to $38.025, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.81 to $37.98, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $37.90, inclusive.