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Palomar Holdings, Inc. — Director's Dealing 2021
Apr 5, 2021
31360_dirs_2021-04-05_44bf4dd7-4462-494b-97a0-1d71ca5b1ad2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Palomar Holdings, Inc. (PLMR)
CIK: 0001761312
Period of Report: 2021-04-01
Reporting Person: DOWDELL ROBERT E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | S | 2200 | $67.7742 | Disposed | 73155 | Indirect |
| 2021-04-01 | Common Stock | S | 500 | $68.61 | Disposed | 72655 | Indirect |
| 2021-04-01 | Common Stock | S | 2397 | $69.6054 | Disposed | 70258 | Indirect |
| 2021-04-01 | Common Stock | S | 1494 | $70.5487 | Disposed | 68764 | Indirect |
| 2021-04-01 | Common Stock | S | 909 | $71.5750 | Disposed | 67855 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2601 | Direct |
Footnotes
F1: The amount reported includes 334 Restricted Stock Units (RSUs) previously granted to the Reporting Person pursuant to the Issuer's 2019 Equity Incentive Plan (the "Plan"), which shall vest upon the earlier of (i) 5/28/2021 or (ii) immediately prior to the Issuer's 2021 Annual Meeting, subject to the Reporting Person's continuing Service (as defined in the Plan) with the Issuer.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by RGD Partners, L.P.
F3: Column 4 reflects weighted average prices. Shares sold in multiple transactions at prices ranging from $67.50-$68.02 (weighted average $67.7742); $68.09-$68.75 (weighted average $68.61); $69.12-$70.08 (weighted average $69.6054); $70.21-$70.85 (weighted average $70.5487); and $71.30-$71.73 (weighted average $71.575) , respectively. Reporting person undertakes to provide issuer, securityholder of issuer or SEC staff, upon request, information regarding number of shares sold at each separate price within ranges set forth herein.
F4: Mr. Dowdell serves as an agent of RGD Partners, L.P. Mr. Dowdell has no pecuniary interest in shares held by RGD Partners, L.P. He retains voting and dispositive control over such shares. Mr. Dowdell disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Dowdell is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.